| 1. | Securities eligible for margin purchases and short sales 三、得为融资融券交易之有价证券。 |
| 2. | As a source of funds for conducting securities margin purchase and short sale business 三、作为办理有价证券买卖融资融券业务之资金来源。 |
| 3. | There is any other situation for which continued margin purchase or short sale transaction is improper 九其他不适宜继续融资融券交易之情事者。 |
| 4. | Where there is any other event for which continued margin purchase or short sale transaction is improper 七、其他不适宜继续融资融券交易之情事。 |
| 5. | For securities firms to use as a source of securities for conducting securities margin purchase and short sale business 三、供证券商办理有价证券买卖融资融券业务之券源。 |
| 6. | Collateral securities obtained in connection with customer margin purchases when conducting securities trading margin purchase and short sale business 三、办理有价证券买卖融资融券业务取得之融资买进担保证券。 |
| 7. | For securities firms to use as a source of securities to return collateral to customers in conducting securities margin purchase and short sale business 四、供证券商因应有价证券买卖融资融券业务,作为返还客户担保品之券源。 |
| 8. | An associated person conducting securities lending business under the preceding paragraph may concurrently provide services relating to margin purchases and short sales of securities and securities business money lending 前项办理有价证券借贷业务之业务人员得兼办有价证券买卖融资融券及证券业务借贷款项之业务。 |
| 9. | Article 15 for the purposes of this chapter , the term " underlying assets " of securities lending transactions refers to those securities eligible for margin purchases and short sales , and such other securities as may be approved by the competent authority 第15条本章所称有价证券借贷交易标的,系指得为融资融券交易之有价证券或其他经主管机关核准之有价证券。 |
| 10. | When margin purchase and short sale transaction is suspended or reinstated by the stock exchange or otc exchange pursuant to article 6 herein , the suspension or reinstatement shall be executed on the day of public announcement placed according to the method referred to in the preceding paragraph 证券交易所或证券柜?买卖中心依第六条规定暂停或恢复融资融券交易时,应于依前项方式公告之当日通告执行之。 |